The Securities and Exchange Commission (SEC) has given investment companies, brokers, dealers and other covered capital market participants an overall “medium” risk rating. This is the result of its money laundering (ML) and terrorist financing (TF) risk assessment of the securities sector the commission released recently.  The rating is based ...

Source: Manila Bulletin (https://mb.com.ph/2021/05/18/sec-gives-securities-sector-medium-risk-rating-for-dirty-money/?utm_source=rss&utm_medium=rss&utm_campaign=sec-gives-securities-sector-medium-risk-rating-for-dirty-money)